HIPAA Compliance
 
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  Compliance with the HIPAA of 1996

 

Unum has reviewed the HIPAA law and related final regulations to ensure full and timely compliance of Unum's systems and procedures with applicable HIPAA requirements.

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Privacy

Unum has reviewed the Standards for Privacy of Individually Identifiable Health Information promulgated by the Department of Health and Human Services (HHS) pursuant to HIPAA and is complying with these regulations for impacted products. Most health plans that are covered by the regulations were required to comply with the new requirements by April 14, 2003.

Please note that the majority of Unum's products are exempt from HIPAA mandates. For example, Long Term Disability, Short Term Disability, Life, Supplemental Disability, Accident and Critical Illness coverages are excluded from the HIPAA privacy regulations. However, certain products are covered including Long Term Care and various "medical" plans such as Cancer policies (hereafter, "covered products").

For Long Term Care and other products covered under the HIPAA privacy regulations, Unum has amended numerous service provider (business associate) contracts, developed and distributed privacy notices to covered policyholders, and revised our application and claim authorizations for those products impacted by the privacy regulations. We are also using HIPAA authorizations during our underwriting and claims processes for products not covered by HIPAA to facilitate collection of health information from health care providers who are covered by HIPAA.

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Security

Unum is in the process of enhancing our Enterprise Security Framework. This will provide Unum with a unified security framework that will provide the direction to ensure the availability, integrity and accuracy of company assets, customer data, and personally identifiable information. The framework will provide the foundation that enables secure access to company assets by employees, customers and business partners any time from anywhere. "Components include, but are not limited to:"
  • Security policies, procedures and guidelines
  • Security awareness and training
  • Risk assessment and management
  • Data classification
  • Security monitoring and reporting
  • Incident response/management
  • Security consulting
  • Security auditing
  • Implementation/utilization of the security tools of the trade.

Unum is using the Information Security Standards of the ISO 17799 as well as HIPAA security requirements as guides to the development of this framework. Our goal is to be in compliance with these standards by the compliance date.

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Electronic Data Interchange

Federal regulations adopted under HIPAA establish "Standard Transactions and Code Sets" for the sharing of certain data by electronic means. These standards for data elements, code sets and formats are to be used by certain entities ("covered entities") when those entities use electronic data interchange to conduct certain transactions ("covered transactions") for insurance products that are covered by HIPAA ("covered products"). "Covered entities" include certain insurers to the extent their insurance products are covered products. "Covered transactions" are certain HHS defined transfers, via electronic media, of information to carry out financial or administrative activities related to covered products.

Unum has undertaken an extensive review and inventory of its products and data transfers to verify those that are within the scope of the HIPAA definitions. We have developed policies and procedures so that Unum is capable of conducting covered transactions with respect to our covered products using the mandated Standard Transactions and Code Sets.

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