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  How to Support Your Employee with a Claim

 
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  FAQs

We've put together a list of some of the most common questions we receive from our customers as they begin the claim process. Select a claim type for FAQs.

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Disability Claims Process

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Q. How does an employee file a claim?
To notify us of a disability income protection claim, your employee will need to submit a claim request. You or your human resources department will give the employee the appropriate claim form. Or, if you offer for telephone submission of claims, you or the human resources department will provide the employee with a toll-free number and specific instructions for calling in the claim.

The claim form includes everything your employee will need for a claim request, including:

  1. Information you the employer will complete
  2. Information the employee will complete
  3. Information your employee's physician will complete
  4. An authorization form that will enable us to gather additional information as it becomes necessary.

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Q. Who will review the claim?
Once we receive a claim request (including all four parts mentioned above), your employee will be provided with direct access to a disability benefit specialist (DBS) who will personally handle his/her needs. The DBS, an individual trained in specific types of disability, will evaluate the full nature and potential length of your employee's time away from work, will arrange payment of the financial benefits for which he/she qualifies, and will begin working with your employee toward his/her recovery and return-to-work goals, as appropriate. Also, depending on the size of your company, we offer dedicated claim management teams and extensive call center support to meet your company's unique requirements.

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Q. Is anyone else involved in the review process?
When appropriate, the disability benefit specialist will call you and your employee's attending physician to better understand the employee's condition and potential for recovery. Our physicians, nurses, case managers and vocational rehabilitation consultants support our disability benefit specialists and may also be in touch with the attending physician. These professionals may provide review of the medical, occupational and rehabilitative information for the claim, and they may also offer to assist your employee in returning to work, if appropriate.

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Q. When will an employee know about his/her benefits?
For most short term disability (STD) claims, payment decisions can be made within five business days of Unum's receipt of the completed claim. With some conditions, such as standard maternity leave or a recovery following a routine surgery, his/her benefits may begin almost immediately. If the medical condition is more complicated, however, an STD claim review may take up to 30 days. Most long term disability (LTD) claim decisions are made within 35 to 45 business days of receipt of the completed claim. If we need additional information, and therefore require more time to make a claim decision, we will provide your employee with a written update on the claim status at a minimum of every 30 days until decided. Unum's goal is to always provide a decision as quickly as possible. The submission of complete claim forms and prompt responses to questions or requested information will help to ensure timely claim decisions.

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Q. What if the employee has questions about a claim?
Throughout the claim review process, your employee will be kept up-to-date through both phone calls and letters. Furthermore, during his/her first conversation with a Unum disability benefit specialist, your employee will receive a toll-free number that can be used whenever he/she needs to reach the DBS with questions or concerns about the claim. Our claims call centers are staffed from 8 a.m. - 8 p.m. EST. Interactive voice response information is available 24/7.

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Q. How will the employee know when he/she is ready to go back to work?
Because most disabilities are not permanent in nature, we offer your employees return-to-work support in addition to providing them with financial benefits. Return-to-work potential is part of the claim evaluation from the start. When needed, we may partner with your employee and/or you on transitional work schedules, modification of the workspace or an investment in additional training that will enable your employee to return to the workforce. At the appropriate time, a vocational rehabilitation consultant may be assigned to assist in the transition back to work.

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Q. What happens if the employee is out of work for a long time?
If the claim is or becomes long-term meaning usually that your employee will be out of work for more than 90 days the disability benefit specialist will stay in contact with the employee, the attending physician and you as needed, and will continue to monitor the progress of your employee's medical condition. Periodically, depending upon the specific circumstances of the claim, we will reassess your employee's eligibility for benefits. With more serious conditions that could mean long-term inability to work, we will help your employee understand additional benefits that may be available to him/her, and, if applicable, to other members of his/her family through Social Security Disability Income (SSDI). We can help your employee apply for these benefits and assist him/her throughout the approval process. Unum's advocacy programs for SSDI are extremely successful; in fact, our success rates for SSDI approvals exceed national averages.

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Q. What happens if the employee disagrees with Unum's decision on a claim?
Our claims process is designed to ensure that your employee's claim receives thorough, fair and objective evaluation. In addition, numerous safeguards are in place throughout the process to ensure the integrity of decisions that result from our evaluation. If we determine that benefits are not payable either in whole or in part, your employee will have 180 days to appeal in writing. All appealed claims are reviewed and evaluated impartially by an independent team of claim professionals, who are given access to all original claim information and data. Decisions to reverse or uphold the original determination, or to require additional investigation, are typically made within 45 days of the appeal, per ERISA guidelines.

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Q. Is this material available for me to distribute to my employees?
Yes, your employees can access this information at www.unum.com/claims, or you may order it in brochure format through your Unum account manager. The form number for this brochure is G-73899.

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Q. Is there specific information available for maternity claims?
Yes, click here to access a flyer of frequently asked questions for maternity disability leave.

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Life Claims Process

When one of your employees is seriously injured, diagnosed with a terminal illness, or dies, the employee's family looks to you to help answer their immediate questions and concerns about their claim. Our responsive benefits specialists are just a phone call away if you need assistance at any time during the claim process. We will ensure that the claim is processed fairly and promptly.

We hope the information below simplifies the life claim process for you and for those you serve. If you need additional assistance, please contact the Benefits Center at 800-858-6843.

Q: Do you provide information specifically for beneficiaries online?
A: Yes. We offer information that can help your employee and their family understand our life claim process. We recommend you direct them to What can you expect if you file a life claim? A helpful Q&A for beneficiaries on our website

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Q: How do I get a life insurance claim process started?
A: As the group policyholder, you must first complete a Notice of Claim form for each life, accidental death or dismemberment or accelerated benefit insurance claim. You can receive a copy of the form by calling the Benefits Center at Unum at 800-858-6843.

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Q: In addition to the Notice of Claim form, what other documentation is required?
A: On all life insurance claims, you will need to provide the following documentation:

  • employment history
  • photocopy of the death certificate (requested from the family of the deceased)
  • copy of the original enrollment form
  • beneficiary change forms (if applicable)
  • if the beneficiary is the estate of the insured, a copy of the court appointment naming the executor, administrator or personal representative
  • if the named beneficiary died before the covered employee died, a copy of the deceased beneficiary's death certificate and name of the contingency beneficiary. In certain circumstances you may be contacted to provide additional information such as salary verification to complete the eligibility determination.

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Q: Who should sign the Notice of Claim form?
A: The signature in section 2 of the Notice of Claim form should be that of the person your company or organization has authorized to verify that all information contained on the form is accurate. This person may be the benefits manager or an executive of the company. The person that signs the form must be available for follow-up information and to verify information during the claim process. If there is a particular benefits assistant or staff person responsible for addressing follow-up questions, please indicate this along with his or her contact information on an attached cover sheet.

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Q: What exactly is meant by dismemberment?
A: As defined in the contract, dismemberment is the loss of a hand, foot, finger or toe or loss of eyesight in one or both eyes due to an accident. If accidental death and dismemberment coverage is inforce, benefits are paid to the covered employee in predetermined or scheduled amounts, in the event of one or more of these specific types of injuries. This claim requires the Notice of Claim form and its related documentation, and copies of the attending physician's office notes related to the injury.

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Q: What is an accelerated benefit claim?
A: An accelerated benefit is a portion of the life insurance benefit available to your covered employee or insured dependent when he or she is diagnosed with a terminal illness. The terminally ill individual must be diagnosed as having a life expectancy of 12 months or less. This claim requires a Notice of Claim form and copies of the attending physician's medical records that deal with the terminal condition. Please note that there are no fees as a result of requesting the accelerating the accelerated benefit option. Between the insured and the beneficiary, we pay 100% of the benefit.

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Q: Where do I send the completed claim forms and documentation?
A: The completed form and all other documentation should be collected and faxed to Unum's Benefits Center at 207-575-6096. The forms can also be mailed to:

Group Life/Special Risk Benefits Center
P.O. Box 9061
Portland, ME 04104-5046

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Q: If I have questions about an employee's life, accelerated benefit or AD&D claim, who can I call?
A: Unum will notify you in writing when we have received your completed claim request. This initial letter will include a toll-free number to a designated Unum Benefits Center claim specialist who will be responsive to your questions or concerns. They are specifically trained to handle life claims and survivor issues. If you have questions while completing the forms, please contact us at 800-858-6843.

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Q: How quickly can I expect to hear from Unum about the claim?
A: Most life claims (more than 80%) are paid within five business days of our receiving the completed claim forms, attachments and appropriate documentation from you. Accidental death and dismemberment claims may require additional time to process the information. If we are unable to make a formal decision within this timeframe, we will notify you and the beneficiary in writing with the reason for the delay. We copy the beneficiary on all communications with you.

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Q: If I find that the designated beneficiary died before my employee, what do I do?
A: It is very important to keep up-to-date beneficiary designation records for your employees. However, sometimes the designated beneficiary dies before the employee, or in some cases, at the same time as the employee. If the designated beneficiary dies before the employee, you will need to obtain a copy of the deceased beneficiary's death certificate from his or her family. You will also need to provide the name and Social Security number of any secondary or contingent beneficiary you have on record. These will be listed on your employee's most recent beneficiary designation form. If no secondary or contingent beneficiaries were designated, Unum may choose to pay the benefit to the deceased employee's probate estate established by a court. If no probate estate is established, Unum may choose to pay the benefit to the spouse, children, parent or siblings. Submit all beneficiary documentation along with the Notice of Claim form.

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Q: How will the benefits be distributed?
A: Benefit amounts that are less than $10,000 are paid to the beneficiary in a lump sum check. Benefits totaling $10,000 or more will be deposited into a secure interest-bearing Unum Security Account that the beneficiary can access at any time. This gives the beneficiary the choice of immediately withdrawing the entire benefit amount in one lump sum, or making periodic withdrawals as needed. The beneficiary will receive draft checks and, in certain cases, a debit card to make withdrawals from the account. The beneficiary will receive a monthly statement that will reflect any account drafts or withdrawals. There are no additional fees for these services. This Security Account gives the beneficiary the time needed to deal with an emotional life event, and also offers the time needed to review personal finance planning priorities and decisions. If the benefit amount is not immediately withdrawn, a beneficiary should be designated. If you need a beneficiary designation form, call the Benefits Center at 800-858-6843.

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Q: Where can my employee's family turn with the financial questions and decisions they are now faced with?
A: We offer a confidential and objective one-on-one survivor financial counseling services1 at no additional cost to you or your employees. These services are provided by one of the nation's oldest and largest financial counseling firms, The Ayco Company L.P. The company will not attempt to sell the family or participants any products or services. It is designed to coordinate with but not replace the efforts of human resource personnel, bankers, attorneys, CPAs or other financial or investment counselors. When a life claim is approved, we immediately notify The Ayco Company. Ayco will call the beneficiary to offer survivor financial counseling services. These counselors not only have financial planning expertise, but also sensitivity to and knowledge of survivor issues. Following a conversation with the beneficiary, the counselor will recap all the major issues discussed and mail a comprehensive written plan to the participating beneficiary.

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Q: How long does the family have access to these financial counseling services?
A: A financial counselor will be available by phone for continued assistance for six months after the initial conversation. The beneficiary will be provided with a convenient toll-free phone number to follow-up on any questions or concerns.

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Q: Is the financial counseling service available to an employee or employee's dependent if he or she is diagnosed with a life-threatening illness?
A: To be eligible, the covered family member must be diagnosed with a terminal illness that results in a life expectancy of 12 months or less. The family can contact Unum's Benefits Center at 800-858-6843 to arrange for this service.

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Q: What happens if there is a disagreement with Unum's decision on a claim?
A: Our claim process is designed to ensure that each claim receives a thorough, fair and objective evaluation. In addition, numerous safeguards are in place throughout the process to ensure the integrity of decisions. If we determine that benefits are not payable, the claimant may appeal the decision by requesting a separate, impartial review from our quality performance support unit. The employee or beneficiary will be notified by mail if the claim is denied and this letter will include the contact information they will need if they chose to appeal.

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Long Term Care Claims Process

We understand the important role Long Term Care (LTC) insurance benefits play in helping an individual who is unable to live independently. That's why our experienced and responsive benefit specialists are committed to providing claimants with thorough, fair, objective and prompt claim decisions. We hope the following information on our long term care claims is helpful. If you have any questions, please call our Benefits Center during regular business hours at 800-693-4988.

Q: Who is considered chronically ill or disabled under my employee's long term care policy?
A: A chronically ill or disabled person is unable to perform at least two activities of daily living (ADL's)* without substantial* assistance from another person. These activities include bathing, dressing, toileting, transferring, continence and eating. The ADL loss must be expected to last for at least 90 days, as certified by a licensed health care practitioner.* The ADL loss must be re-certified every 12 months. Being chronically ill or disabled may also include a severe* cognitive impairment that requires substantial supervision by another person to protect the disabled person from threats to his or her health and safety. Services must be provided according to a written plan of care developed by the individual's licensed health care practitioner.*

* The language in italics is specifically defined by federal law to be used with any information pertaining to plans that are intended to be tax-qualified.

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Q: What is an elimination period?
A: The elimination period is a specific number of days during which no long term care benefits are payable by Unum.

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Q: Must my employee satisfy an elimination period before filing an LTC claim?
A: No, your employee is not required to satisfy an elimination period prior to filing a long term care claim. Long term care claims should be filed as soon as your employee or his or her insured family member begins receiving long term care.

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Q: Where can I get a claim form for my employee to complete?
A: You can access a long term care claim form on our website. You or your employee can also call our Benefits Center at 800-693-4988, and we will fax or mail a claim form to you or your employee within two business days.

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Q: Who completes the claim form?
A: Due to Unum's privacy policies and HIPAA (Health Insurance Portability and Accountability Act) federal privacy rules, the insured or his or her designated representative is required to complete the claim form and sign an authorization for release of information. The information about a claim is considered confidential. Additional pages can be attached if more space is needed to fully describe the condition and care needs. The claim form must be signed by the insured or by a legally designated representative (such as someone who has been granted power of attorney or guardianship) for that individual. Your employee's representative must provide a copy of the appropriate legal papers that verify the ability to legally represent the employee or the disabled claimant.

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Q: Where does my employee send the completed claim form?
A: After reviewing the claim form completely, your employee should sign and mail the form to:

Unum
Long Term Care Benefits Center
2211 Congress St.
Portland, ME 04122-2300

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Q: Who will review the claim?
A: After we receive the claim form, our Benefits Center will assign a long term care benefit specialist to review all information relevant to the claim. The benefit specialist is a trained professional with in-depth knowledge of long term care issues. If, after reviewing the claim form, the benefit specialist determines that additional information or clarification is needed, he or she will call your employee or their representative to clarify information. The final claim decision may also include input from our in-house medical staff. Our medical staff consists of on-site physicians and nurses who interpret and clarify medical conditions, reports and tests. This input enables the benefit specialist to make informed decisions about medically complex claims.

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Q: What other information may be requested from my employee during the claim process?
A: Once we receive a signed claim form we will request supporting documentation to make an accurate determination of his or her eligibility for benefits. The following information or activities may be requested:

  • Physician and hospital records
  • Home health care agency or facility notes
  • Caregiver records or interview by telephone
  • A face-to-face functional assessment meeting with an independent medical professional to determine the ability of the patient to perform activities of daily living or to clarify the extent or existence of cognitive impairment
  • Written plan of care by the claimant's licensed health care practitioner (as required by federal government on tax-qualified plans)
  • Certification by a licensed health care practitioner that the disability is expected to last a minimum of 90 days (as required by federal government on tax-qualified plans)

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Q: Once my employee files a claim, how quickly can he or she expect a written reply?
A: Once we receive a claim, we will send your employee or his or her representative a written acknowledgement within three business days. The benefits specialist will send a letter reviewing the status of the claim to your employee every 21 days. The process of evaluating a claim, including requesting and reviewing any additional information that may be needed, takes approximately four to six weeks from the time we receive a completed claim form to the final claim determination. Of course, each claim is unique and the time frame for a determination may vary. Once a claim decision is made, the benefit specialist will call your employee or his or her representative within one business day and will follow up with a clearly written explanation of the basis for the decision.

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Q: Does Unum offer resources that can help my employee's family deal with long term care issues?
A: Yes. We offer LTC Connect, a voluntary and confidential counseling and referral service your employee can use to address long term care concerns at no additional cost. We contract with LifePlans Inc. to provide this program. It is different from many other long term care assistance programs because it does not require your employee to use a particular provider or service. In addition, this service is available as soon as your employee's policy is effective; your employee doesn't have to wait until he or she is out on claim to utilize the services. Your employee can often get nationwide discount rates through LTC Connect on participating skilled nursing facilities, assisted living facilities, home care providers, adult day care facilities and hospice providers. Access to discounts on durable medical equipment such as wheelchairs, grab bars or ramps may also be available.

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Q: How can I access the counseling services of LTC Connect?
A: Individuals can get answers to questions about long term care by calling 888-868-6745, LifePlans Inc.'s care coordinators are available Monday through Friday from 8 a.m. - 8 p.m. EST. During off-hours and holidays, you can leave a voicemail message that will be returned within one business day. Care coordinators will listen, provide objective information and help callers explore options about a variety of topics including aging, home care, Medicare and Medicaid provisions, safety checks and the demands of caregiving.

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Q: If my employee has a question or concern about the status of a claim or the claim process, where can he or she go for assistance?
A: If your employee has questions regarding a claim, he or she can call our Benefits Center during regular business hours at 800-693-4988. We are committed to responding to any questions within the following timeframes:

  • If we receive an inquiry before 3 p.m. (EST), we will respond the same day.
  • If you or your employee contacts us after 3 p.m. (EST), we will respond the next business morning before 10 a.m. in your time zone.

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Q: If my employee disagrees with the claim decision, what can he or she do to appeal?
A: If an employee is not satisfied with the claim decision, he or she can ask to have the claim reviewed by an independent appeals unit within our company. The request must be in writing and should include all supporting materials or information that will help us review the claim. We will review the appeal and all new information, and will notify the employee of our decision within 60 days of receiving the appeal. If special circumstances require additional time for processing, the employee will be notified of the reasons for the delay. In this case, a decision will be made within 120 days following our receipt of the request for review. The final decision on the appeal, including the reasons for the decision, will be communicated to the employee in writing.

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1. Survivor financial counseling services are provided exclusively by The Ayco Company, L.P. Services are subject to availability and may be withdrawn by Unum without prior notice.